Regulatory Attorney

Job Description :  US Financial Services Rules Subject Matter Expert The ideal candidate is an attorney that has between 5-8 years of legal and/or compliance experience working with US financial services rules such as Dodd-Frank, swap regulation or other complex regulations from the US Federal Reserve, US Securities & Exchange Commission and/or US Commodities and Futures Commission.  Experience should encompass researching applicable rules and providing advice in the form of written memoranda, drafting policies or preparing comment letters to regulators. Interested candidates must provide a current CV and writing sample of no more than 4 pages.  Regulatory Attorney  Candidate must be prepared for:

• Providing in-depth advice relating to US financial services regulation including the following:
• US Federal Reserve and other banking regulation
• US Securities and Exchange Commission/FINRA regulation of broker-dealers and investment advisers
• US Commodities and Futures Commission/NFA regulation
• Provide detailed analysis and explanation of:
• Practical application of regulations
• Best practices/industry standards for compliance

• A legal degree (Juris Doctor or equivalent) and 5-8 years of relevant work experience
• Experience drafting compliance policies and procedures, researching compliance issues and providing advice and providing written memoranda or letters to regulators
• Writing sample of no more than 4 pages required

(Please mention NCRJobs.in for reference)

(Please mention NCRJobs.in for reference)

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